Debt and equity securities, and derivatives offers fees

Fees are charged for each PDS within an offer

Part of: Disclose Register fees and levies

Registration fees, and levies paid to the Financial Markets Authority (FMA) are charged for each Product Disclosure Statement (PDS) within an offer.

Fees for debt and equity securities, and derivatives offers

All fees are in New Zealand dollars (NZD).

The fees shown below are effective from 1 July 2020.

ServiceCompanies Office fee excl GSTFMA levy excl GSTTotal excl GSTTotal incl GST

Register an offer (for each PDS within the offer)

Examples:

  • the offer has 1 PDS = $6,725.00
  • the offer has 3 PDS = $20,175.00
 $2,347.83 $3,500.00 $5,847.83 $6,725.00

Add a new PDS to an existing offer (for each new PDS within the offer)

Examples:

  • 1 new PDS has been added $6,725.00
  • 3 PDS have been added $20,175.00
 $2,347.83 $3,500.00 $5,847.83 $6,725.00

File an annual confirmation notice (for each PDS open for applications on confirmation date within the offer)

Examples:

  • the offer has 1 PDS = $2,700.00
  • the offer has 3 PDS = $8,100.00
 $2,347.83 N/A $2,347.83 $2,700.00
File financial statements (per set of statements) $175.00 $60.00 $235.00 $270.25

Managing payments on the Disclose Register

FMA levies we collect

More 'Disclose Register fees and levies' guides:

All help topics

Searching Disclose 2 guides

You don't need to log in to search the Disclose Register.

Registering or maintaining schemes or offers 5 guides

Registering new offers or schemes or keeping existing ones up to date

Disclose Register fees and levies 6 guides

Fees apply when performing some transactions through your organisation's online services account.

Managing your online services account 7 guides

To register and maintain offers and schemes on the Disclose Register your organisation must have an online services account. You can control who has authority to access and use the account on your behalf.