Uploading managed investment scheme documents
Follow this guide when preparing your scheme documents
Part of: Managed investment schemes
All documents appearing on the Disclose Register need to be accepted by us. We may accept, request more information or reject the document so it's important you follow this guide.
Who can upload scheme documents
To upload scheme documents you must:
- have a RealMe® login
- be a registered user of your organisation's online services account
- have authority to act.
Before you send us your documents
Review your documents before providing them to us and make sure:
- your document pages are legible and page numbers are consistent
- you're only including the information that's required.
The file name you give to a document will be displayed on the register so consider document file names in the context of an investor. The name should ideally reflect the type of document it is, and the provider and offer it is associated with, and be easy to understand.
All documents appearing on the Disclose Register must first be accepted by us. We aim to process all updates the day they are submitted, however this might not always be possible and may take up to 3 working days.
Once your documents have been accepted, they're publicly available on the Disclose Register.
Document format requirements
- The maximum file size for all documents is 20MB per document.
- Where possible, make sure documents are word searchable.
- Make sure you upload final versions, not drafts, of your documents.
- If you've submitted a maintenance task that requires our acceptance, wait for our acceptance before completing another maintenance task. You can make multiple changes in 1 maintenance task.
The Financial Markets Conduct Regulations 2014 specify page and word limits, and formats for some documents.
More 'Managed investment schemes' guides:
- Managed investment scheme registration process Find out what information and documents you need to provide when registering a scheme.
- Managed investment scheme fees Some online transactions, such as registering a scheme, have a fee attached.
- Keeping managed investment scheme details up to date Find out how to update scheme details and documents.
- Filing annual reports Find out when you need to file an annual report for a scheme.
- Filing financial statements Find out when you need to file financial statements for a scheme.
- Cancelling managed investment schemes What happens if the FMA cancel's a scheme's registration.
- Managed investment scheme legislative reference guides These guides may assist you to complete your online application to register a scheme.
Other guides in
Managed investment schemes
- Managed investment scheme registration process
- Managed investment scheme fees
- Keeping managed investment scheme details up to date
- Filing annual reports
- Filing financial statements
- Cancelling managed investment schemes
- Managed investment scheme legislative reference guides