Debt and equity securities, and derivatives offers

Debt and equity securities, and derivatives offers are types of financial products. Associated reporting and filing obligations must be met.

Debt and equity securities, and derivatives offers registration process 

Information and documents to provide when registering an offer.

Debt and equity securities, and derivatives offers fees 

Some online transactions, such as registering an offer, have a fee attached.

Filing annual confirmation notices 

Find out when you need to file an annual confirmation notice for an offer.

Filing manager financial statements 

Find out when you need to file financial statements for an offer.

Filing additional NBDT financial information 

Licensed Non-bank Deposit Takers (NBDTs) with a registered offer must file additional financial information.

Keeping debt, equity and derivatives details up to date 

Find out how to update details and documents for an offer.

Uploading debt, equity and derivatives documents 

Read our guidelines for preparing and uploading documents, including PDS.

Withdrawing or finalising offers 

Find out how to withdraw an offer before it opens, or finalise one that's no longer active.

Debt, equity and derivatives legislative reference guides 

These guides relate to your online application to register an offer.

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